Intelectual Property (IP)

USPTO Further Transitions to DOCX Format | McDonnell Boehnen Hulbert & Berghoff LLP

In an email News Brief distributed today, the U.S. Patent and Trademark Office reminded stakeholders that starting at 12:01 am (ET) on January 17, the filing of new, non-provisional utility patent applications with specification, claims, and abstract in a non-DOCX filing format will incur a surcharge of up to $400. The Office noted that an Applicant will still have the option of providing a backup (or auxiliary) PDF version of a newly filed application with the DOCX version, and that there would be no fee associated with providing the backup PDF.

The Office indicated that the transition to the DOCX format is intended “to modernize [the Office’s] patent application systems to improve user experience, provide applicants a more streamlined process, harmonize across country borders, and strengthen [the Office’s] ability to examine applications quickly and effectively.” The Office stated that it had “worked carefully with stakeholders to shape both the transition to DOCX as well as the timing,” and that the Office’s systems will “provide[] pre-prosecution checks that improve the robustness and reliability of patents.”

Further information regarding the DOCX format can be found on the Office’s DOCX webpage, and a video explaining “How to file your patent application documents in DOCX” can be found here. Questions regarding DOCX filing can be directed to the Patent Electronic Business Center at ebc@uspto.gov or 866-217-9197.

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